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The European Landing Obligation

Sven Sebastian Uhlmann ; Clara Ulrich ; Steven J. Kennelly (eds.)

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Palabras clave – provistas por la editorial

Freshwater & Marine Ecology; Marine & Freshwater Sciences; Natural Resources; Sustainable Development; Maritime Economics; Fish & Wildlife Biology & Management

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Institución detectada Año de publicación Navegá Descargá Solicitá
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Tipo de recurso:

libros

ISBN impreso

978-3-030-03307-1

ISBN electrónico

978-3-030-03308-8

Editor responsable

Springer Nature

País de edición

Reino Unido

Fecha de publicación

Información sobre derechos de publicación

© The Editor(s) (if applicable) and The Author(s) 2019

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Strategies Used Throughout the World to Manage Fisheries Discards – Lessons for Implementation of the EU Landing Obligation

William A. Karp; Mike Breen; Lisa Borges; Mike Fitzpatrick; Steven J. Kennelly; Jeppe Kolding; Kåre Nolde Nielsen; Jónas R. Viðarsson; Luis Cocas; Duncan Leadbitter

In many countries, policies regarding reduction of unwanted catch and discards are crafted in response to concerns regarding accountability, conservation, and waste as well as scientific needs to fully account for all sources of fishing mortality. It is important to note, however, that unwanted catch is minimal and most, or all, of the catch has value in some fisheries. Utilisation rates are very high, and discarding is generally not of concern in such fisheries which occur primarily, but not entirely, in developing countries. Where unwanted catch and discards are a concern, legislation may be prescriptive, as can be seen in the EU Landing Obligation (LO), and programmes established in e.g. Norway, Iceland, Argentina, Chile and New Zealand. Elsewhere, legislative language is intended to minimize unwanted catch but allows for some flexibility in developing strategies and solutions, as in the USA. The effectiveness of these approaches depends on many factors and all require effective cross-sectoral collaboration. Also essential is a comprehensive monitoring and control system which insures regulatory compliance and collection of adequate data to address scientific and management information needs. In this chapter, we evaluate the effectiveness of discard and unwanted catch reduction approaches under diverse legislative systems in different parts of the world, with reference to emerging practices under the LO. We consider the importance of finding the balance between top-down and bottom-up processes and look carefully at different governance/regulatory frameworks (e.g. input controls, output controls, quota management and transferability, cooperative/collaborative management), factors which encourage or discourage innovation and collaborative problem solving, monitoring and accountability. This is accomplished through case studies from selected fisheries around the world.

Part I - Global and European Perspectives on Discard Policies | Pp. 3-26

Discards in the Common Fisheries Policy: The Evolution of the Policy

Lisa Borges; Ernesto Penas Lado

This chapter deals with the development of the European Union (EU) discard policy over time. It describes the process from 1992, when the issue of discards was first recognised in the Common Fisheries Policy (CFP) reform process, to the Landing Obligation (LO) adopted in 2013. It analyses the context to which policy choices were made that shaped the present format of the EU LO, how it is being implemented and the impact it is having on associated fisheries management measures. Finally, future possible policy developments are examined.

Part I - Global and European Perspectives on Discard Policies | Pp. 27-47

Requirements for Documentation, Data Collection and Scientific Evaluations

Dominic Rihan; Sven S. Uhlmann; Clara Ulrich; Mike Breen; Tom Catchpole

This chapter describes the process and evaluation behind several of the flexibility elements introduced into the Basic Regulation. Firstly, it describes how a fishery may be granted a “high survival exemption” (HSE) or “” to the Landing Obligation, for a particular regulated species. It details the process of generating any exemption supporting evidence by Member States and the evaluation process. The impact of the Landing Obligation on the scientific advice for setting fishing opportunities is also described as well as the annual reporting process. The final section deals with the challenges faced by the main players in this whole process.

Part I - Global and European Perspectives on Discard Policies | Pp. 49-68

Fishing Industry Perspectives on the EU Landing Obligation

Mike Fitzpatrick; Katia Frangoudes; Laurence Fauconnet; Antoni Quetglas

The Landing Obligation (LO) represents a fundamental change in European Union fisheries policy and it has a particularly significant bearing on the activities of Europe’s fishing industry. This chapter provides an account of European fishing industry engagement with the discard issue prior to the LO and industry attitudes towards the LO. A discussion about discard management in Europe follows. The fishing industry had a consistent approach to discard management in the run-up to the LO enactment: they favoured fishery-specific discard reduction plans and were unanimously opposed to an outright ‘discard ban’. Canvassing fishers’ opinions from the North Sea (Denmark, France), Eastern and Western Mediterranean (Greece, Spain and France), the Celtic Sea (France, the UK and Ireland), Western English Channel (France) and the Azores between 2015 and 2018 reveals a consistent negative attitude towards the LO. We found that choke species are the main concern outside the Mediterranean Sea while in the Mediterranean region, the cost of disposal and the creation of a black market for juvenile fish are seen as the main negatives. Fishers recognise the necessity of reducing discards although zero discard fisheries are not seen as attainable. They favour a combination of selectivity improvements and spatial management as the best discard reduction measures. New measures to deal with intractable choke species problems are being sought by industry and Member State groups but the European Commission want existing measures to be utilised first. We discuss some potential consequences of negative stakeholders’ attitudes towards this key element of EU fisheries management policy. These include control and compliance challenges, associated business reputation problems for the industry, a longer LO implementation timescale, and deterioration in the quality of scientific data about discards.

Part II - Potential Social, Economic and Ecological Impacts of the Landing Obligation | Pp. 71-87

The Implementation of the Landing Obligation in Small-Scale Fisheries of Southern European Union Countries

Sebastian Villasante; Manel Antelo; Maria Christou; Laurence Fauconnet; Katia Frangoudes; Francesc Maynou; Telmo Morato; Cristina Pita; Pablo Pita; Konstantinos I. Stergiou; Celia Teixeira; George Tserpes; Vassiliki Vassilopoulou

In the European Union, discards represent a major source of undocumented mortality, contributing to the overfishing of European fish stocks. However, little attention has been given by the scientific community to discards in the European Union’s small-scale fisheries (SSF). This is mainly due to the fact that discards are mostly generated by industrial fisheries, while SSFs were generally thought to have lower discard rates than industrial fisheries. A Landing Obligation (LO) is being introduced in European waters with the reform of the Common Fisheries Policy (CFP) (Article 15, EU regulation 1380/2013) to limit/reduce discarding. However, management recommendations are required to support its implementation. The reality and challenges to enforce the LO in SSF are analyzed in this chapter, gathering information from different small-scale fisheries and fishers from the Atlantic Ocean and Mediterranean Sea who were asked about their perceptions toward the LO. The objectives of this chapter are to (a) identify the reasons for discarding and (b) investigate the multiple ecological, economic, social, and institutional drivers which act as a barrier toward the implementation of the LO in SSF. Given the high importance of SSF in the southern countries of Europe, different case studies of SSF from France, Greece, Portugal, and Spain coasts are used to illustrate the reasons for discarding, the impacts of the LO on SSF, and the barriers for its implementation.

Part II - Potential Social, Economic and Ecological Impacts of the Landing Obligation | Pp. 89-108

Potential Economic Consequences of the Landing Obligation

Ayoe Hoff; Hans Frost; Peder Andersen; Raul Prellezo; Lucía Rueda; George Triantaphyllidis; Ioanna Argyrou; Athanassios Tsikliras; Arina Motova; Sigrid Lehuta; Hazel Curtis; Gonzalo Rodríguez-Rodríguez; Hugo M. Ballesteros; Julio Valeiras; José María Bellido

To assess the likely economic outcomes to fishing fleets of the Landing Obligation (LO), bioeconomic models covering seven European fisheries, ranging from the North East Atlantic to the Mediterranean, have been applied to estimate the economic performance of fleets before and after implementing the LO. It is shown that for most of the analysed fisheries, their economic outcome will be negatively affected in the long term by the LO, when compared to the expected outcome with no LO. Efficient mitigation strategies (exemptions, quota uplifts, improved selectivity, effort reallocation and others) may, for some of the analysed fisheries, reduce the negative economic effect of the LO. Moreover, the possibility to trade quotas, both nationally and internationally, may also reduce the economic losses caused by the LO. However, even with mitigation strategies and/or quota trade in place, most of the analysed fisheries are worse off under the LO than what could be expected if the LO was not implemented.

Part II - Potential Social, Economic and Ecological Impacts of the Landing Obligation | Pp. 109-128

The Impact of Fisheries Discards on Scavengers in the Sea

Jochen Depestele; Jordan Feekings; David G. Reid; Robin Cook; Didier Gascuel; Raphael Girardin; Michael Heath; Pierre-Yves Hernvann; Telmo Morato; Ambre Soszynski; Marie Savina-Rolland

A scavenger is an animal that feeds on dead animals (carrion) that it has not killed itself. Fisheries discards are often seen as an important food source for marine scavengers so the reduction of discards due to the Landing Obligation may affect their populations. The literature on scavenging in marine ecosystems is considerable, due to its importance in the trophic ecology of many species. Although discards undoubtedly contribute to these species’ food sources, few can be seen to be solely dependent on carrion (including discards). Ecosystem models predicted that discards contributed very little to the diet of scavengers at a regional scale. A reduction in discards through the Landing Obligation may therefore affect populations for a few species in some areas, but generally this is unlikely to be the case. But it is challenging to identify how important discards might be to scavengers, as they are taxonomically diverse and vary in the role they play in scavenging interactions.

Part II - Potential Social, Economic and Ecological Impacts of the Landing Obligation | Pp. 129-162

How the Implementation of the Landing Obligation Was Weakened

Björn Stockhausen

This chapter covers the development of provisions and exemptions to the Landing Obligation in the years following the adoption of the Common Fisheries Policy in December 2013. It focuses on the processes leading to certain changes in Article 15, the development of discard plans, and describes reasons for the slow implementation of the Landing Obligation. It provides further insight into why the intention of the objective of the discard ban, the reduction of unwanted catches, has not yet been achieved to its maximum possible extent.

Part III - Cultural, Institutional and Multi-Jurisdictional Challenges | Pp. 165-178

Muddying the Waters of the Landing Obligation: How Multi-level Governance Structures Can Obscure Policy Implementation

Luc van Hoof; Marloes Kraan; Noor M. Visser; Emma Avoyan; Jurgen Batsleer; Brita Trapman

The 2013 reform of the European Common Fisheries Policy (CFP) included an increased drive for regionalisation of the policy implementation and the introduction of the Landing Obligation (LO). The process of implementing the LO takes place at multiple levels of governance within the EU. We use the case of the implementation of the LO in the Netherlands, where policymakers and the fishing industry cooperate towards a workable policy implementation. In this paper, we argue that the EU’s complex and unconsolidated implementation structure hampers a fair and clear implementation process. Three main causes can be distinguished: first, a lack of a shared understanding of the goal of the Landing Obligation within and between the different governance levels that are involved in the implementation process. Second, no meaningful discussions are taking place between concurrent resource users, resource managers and supporters of the LO regarding the need and usefulness of the measure, as there is no arena in the governance system for them to meet. With the introduction of the Regional Advisory Councils in the 2002 CFP reform, a platform for discussion between fishers and NGOs was created, but this platform has only an advisory role and does not include the Member States. Third, the relationship between different decision-making bodies is unclear, as is the manner in which stakeholder input will be included in decision-making about implementing the LO. The result of this implementation process has been a diluted policy where the goal, its execution and its effectiveness remain unclear.

Part III - Cultural, Institutional and Multi-Jurisdictional Challenges | Pp. 179-196

The Baltic Cod Trawl Fishery: The Perfect Fishery for a Successful Implementation of the Landing Obligation?

Daniel Valentinsson; Katja Ringdahl; Marie Storr-Paulsen; Niels Madsen

The cod fisheries in the Baltic Sea were among the first EU fisheries with a full implementation of the EU Landing Obligation (LO) or so-called ‘discard ban’, phased in from 2015 onwards. This chapter describes key aspects for the successful management of Baltic cod such as the long history of scientific data collection for stock assessment and cod management as well as a well-documented history of work aimed at increased selectivity in cod trawls. We then analyse how the scientific data used for stock assessment has been affected by the LO and how the knowledge of Baltic cod selectivity has been used and developed since its introduction. We conclude that in spite of many good prerequisites, the introduction of the LO in Baltic cod fisheries has been unsuccessful and has failed to deliver any of the expected benefits. Data quality for stock assessments has deteriorated, discarding of cod has not decreased despite a reduced minimum size and there are no indications of increased gear selectivity in the fishery. Finally, we propose potential explanations for this failure and recommend actions that may be needed to make the Landing Obligation more successful.

Part III - Cultural, Institutional and Multi-Jurisdictional Challenges | Pp. 197-218